Compliance Assessment & Remediation Consulting
Find the gaps. Make the next steps clear.
Assess compliance programs and controls, investigate weaknesses and develop achievable remediation plans. Help teams prepare for independent review and respond to findings with clear ownership and evidence.
Who this helps—and when to engage
For compliance leaders and accountable issue owners who need a clear view of weaknesses and a workable response.
Engage ICRM when preparing for a review, addressing examination or audit findings, or dealing with recurring control failures and stalled remediation.
What the work involves
Agree assessment criteria, examine evidence and investigate underlying causes. Translate findings into sequenced actions, support implementation and assess whether the response addresses the weakness.
Assessment findings are most useful when teams can act on them. ICRM helps translate identified weaknesses into prioritized actions, accountable owners and evidence that supports a credible assessment of progress.
Work begins with your objectives, current processes and the issues that matter most. Together, we define an appropriate scope, examine the available evidence and identify recommendations your team can implement.
PA/CE and the control environment
Practical Advice connects objectives, regulatory requirements and risk to the intended outcomes. Capabilities that Endure puts those outcomes into operation through clear ownership, controls, reliable information and ongoing monitoring. This integrated perspective aligns with COSO’s Internal Control—Integrated Framework and supports continued adaptation.
How to start
Book a 30-minute conversation with Steve or use the contact form to describe your challenge, current process and desired outcome. Together, we agree the scope, deliverables, responsibilities and commercial terms before work begins.
Book 30 minutes with SteveExperience behind the advice
Led by Stephen D. Marshall, ICRM brings four decades of compliance and internal audit experience to advisory work. Engagements are tailored to the organization and scoped with appropriate independence across the lines of defense.